An Evaluation of the Impacts of Specific Anthropogenic
It is well established that certain anthropogenic noises have a severe effect on whales. Many sounds that humans introduce into the sea today are without precedent in the evolutionary history of marine mammals and other ocean life. Seismic testing associated with oil and gas exploration, military SONAR, and other industrial sources of ocean noise have injured or killed dolphins and whales in many instances. Additionally, behavioral impacts can also be severe, with animals interrupting feeding, nursing, or reproductive activity to flee from disruptive or painful sounds. There is also evidence that whales may be subject to “masking,” where some types of noises interfere with their ability to communicate with each other. As the military and industrial producers of these sounds are required by law in some countries to prevent impacts to marine mammals, there has been considerable debate and litigation in response to this continuing problem. Various mitigation schemes have been proposed, but they have not proven effective in eliminating harm to whales. Despite a wealth of information demonstrating the need to address multiple characteristics of sound, such as form, frequency, and periodicity, mitigation levels have thus far focused only on signal amplitude, or volume. Many of the studies have also been focused on physiological thresholds such as “threshold shift” using sinusoidal-derived signals which may not accurately reflect the types of anthropogenic noises to which whales are exposed.1,2 Mitigation levels based on these thresholds and signal types are often higher than known behavioral thresholds. It is clear from the literature that marine mammals avoid certain types of signals at significantly lower amplitudes than naturally occurring signals or other types, frequencies and forms of anthropogenic signals.
This paper presents data on signal-specific biological responses of cetaceans and calls for incorporation of signal types as well as decibel levels when establishing noise exposure criteria for whales. Given the existing evidence that cetaceans are adversely impacted by a range of noises far below current mitigation levels, a more precautionary approach is needed.
Michael Stocker
Interim Criteria for Injury of Fish Exposed to Pile Driving Operations
This paper presents science-based, interim noise exposure criteria for the onset of direct physical injury in fish exposed to the impact sound associated with pile driving. This paper provides an objective, scientific assessment of pile driving exposures which are injurious to fish. It does not explicitly consider policies of regulatory agencies which are based on mandated legal requirements and consequently result in the application of sometimes limited information for management decisions. The authors recognize that fish may respond to pile driving without experiencing injury, but the paper does not directly address behavioral responses of fishes or other sub-injurious auditory effects in setting interim criteria, largely due to the absence of underlying information.
The interim criteria presented here are based on the best science available at the time of writing. We have used professional judgment and, for the most part, the existing, peer-reviewed literature, to make conservative decisions where data are lacking, or present a range of options. That is, in the face of uncertainty criteria are set at exposures somewhat lower than the present peer-reviewed literature suggest may be the levels that would result in the onset of injury. A dual criteria approach is developed which includes an interim single-strike criterion for Sound Exposure Level (SEL) combined with an interim criterion for Peak Sound Pressure Level. Possible applications of SEL metrics to account for the accumulation of exposure energy across multiple exposures are discussed, although it is pointed out that the available data supporting multiple strike criteria are highly limited. The assumptions on which the criteria developed here are based are listed in an Appendix along with suggestions for the research that is needed to test the assumptions. Because of the high likelihood that this research will call for modifications of the interim criteria, the criteria presented must be clearly understood to be provisional and part of an iterative, self-correcting process that, along with policy guidelines, will continue to evolve for decades as new data become available.
Arthur N. Popper
Department of Biology, University of Maryland, College Park, MD 20742
Thomas J. Carlson
Pacific Northwest National Laboratory, Battelle Portland, MSIN: BPO, 620 SW 5th Avenue, Suite 810, Portland, OR 97204-1423
Anthony D. Hawkins
Loughine Ltd, Kincraig, Blairs, Aberdeen, AB12 5YT, United Kingdom
Brandon L. Southall
NOAA Ocean Acoustics Program, National Marine Fisheries Service, Office of Science and Technology, 1315 East West Hwy, SSMC III #12539, Silver Spring, MD 20910-6233
Roger L. Gentry
ProScience Consulting, LLC, Dickerson MD 20842
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